Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealthtime Limited (no longer approved here)

    FRN 468461

    • SMF1 Chief Executive (9 Dec 2019 to 22 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 22 Oct 2020)
    • CF1 Director (26 Oct 2007 to 8 Dec 2019)
    • CF3 Chief Executive (26 Oct 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Oct 2007 to 31 Mar 2009)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF20 Significant Mgt (Settlements) (16 Apr 2004 to 12 Dec 2006)
    • CF3 Chief Executive (24 Sep 2003 to 12 Dec 2006)
    • CF8 Apportionment and Oversight (24 Sep 2003 to 12 Dec 2006)
    • CF1 Director (24 Sep 2003 to 12 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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