Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF11 Chair of the Audit Committee (16 May 2022 to 2 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
    • CF2 Non Executive Director (29 Nov 2012 to 26 Apr 2017)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF11 Chair of the Audit Committee (16 May 2022 to 2 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
    • CF2 Non Executive Director (29 Nov 2012 to 26 Apr 2017)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF11 Chair of the Audit Committee (16 May 2022 to 2 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
    • CF2 Non Executive Director (29 Nov 2012 to 26 Apr 2017)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF11 Chair of the Audit Committee (16 May 2022 to 2 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
    • CF2 Non Executive Director (29 Nov 2012 to 26 Apr 2017)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF10 Chair of the Risk Committee (11 Oct 2021 to 17 Jun 2022)
    • SMF11 Chair of the Audit Committee (11 Oct 2021 to 2 Dec 2022)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 25 Apr 2017)
    • CF2 Non Executive Director (21 Dec 2006 to 6 Mar 2016)
  • Willis Limited (no longer approved here)

    FRN 310186

    • CF2 Non Executive Director (22 Dec 2011 to 30 Dec 2016)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF2 Non Executive Director (9 Sep 2009 to 14 Jan 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF2 Non Executive Director (23 Jul 2009 to 27 Aug 2010)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF2 Non Executive Director (23 Jul 2009 to 27 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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