Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre Sebastien Morey

    IRN PSM01082

    • CF26 Customer Trading (15 Sep 2003 to 18 Sep 2003)
  • Rebecca Hardman

    IRN RXH00340

    • [FCA CF] Significant management (since 24 Sep 2025)
    • [FCA CF] Manager of certification employee (27 Mar 2021 to 30 Jun 2021)
  • Rebekah Duckett

    IRN RXD56805

    • [FCA CF] Material risk taker (9 Dec 2019 to 22 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Feb 2021)
  • Richard Alexander Collins

    IRN RAC01318

    • SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
    • SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
  • Richard Alexander Rowney

    IRN RAR01116

    • Responsible for Insurance Distribution (since 27 Apr 2022)
    • SMF3 Executive Director (since 16 Jun 2021)
    • SMF1 Chief Executive (since 16 Jun 2021)
  • Richard Andrew Beale

    IRN RAB00042

    • Responsible for Insurance Mediation (18 Oct 2010 to 15 May 2017)
    • CF10 Compliance Oversight (18 Oct 2010 to 14 Sep 2018)
    • CF11 Money Laundering Reporting (10 Mar 2010 to 24 Apr 2019)
    • CF1 Director (10 Mar 2010 to 15 May 2017)
  • Richard Anthony Warner

    IRN RAW01204

    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
    • [FCA CF] Manager of certification employee (14 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Material risk taker (14 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Significant management (14 Dec 2020 to 9 Mar 2022)
  • Richard Charles Thomas Hoad

    IRN RXH00581

    • [FCA CF] Significant management (since 9 Nov 2022)
  • Richard Damer Maspero

    IRN RXM00278

    • [FCA CF] Significant management (21 Sep 2022 to 9 Jun 2023)
  • Richard Harold Keith Moody

    IRN RHM01072

    • CF11 Money Laundering Reporting (10 Jun 2009 to 10 Mar 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.