Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Hoskins

    IRN RXM00246

    • SMF14 Senior Independent Director (since 27 Mar 2025)
    • SMF11 Chair of the Audit Committee (since 2 Dec 2022)
  • Richard John Dunn

    IRN RJD01121

    • CF29 Significant management (16 Nov 2007 to 27 Dec 2009)
  • Richard Mark Valentine

    IRN RMV01018

    • CF1 Director (10 Mar 2010 to 16 Jan 2015)
  • Richard Thomas Mattison

    IRN RTM00014

    • CF1 Director (10 Mar 2010 to 16 Sep 2011)
  • Robin Ashley Phipps

    IRN RAP01091

    • CF2 Non Executive Director (4 Dec 2012 to 26 Apr 2017)
  • Rosanna Sarah Ruth Mills

    IRN RSM01094

    • CF26 Customer Trading (24 Sep 2003 to 1 Mar 2004)
  • Ross Allan

    IRN RXA77433

    • SMF24 Chief Operations (since 14 Apr 2025)
  • Samantha Fenwick

    IRN SXF01267

    • CF26 Customer Trading (24 Sep 2003 to 1 Mar 2004)
  • Sara Payne

    IRN SXP77457

    • [FCA CF] Manager of certification employee (29 Apr 2020 to 30 Jun 2021)
  • Scott Macdonald

    IRN SXM09836

    • SMF18 Other Overall Responsibility (since 11 Jan 2024)
    • [FCA CF] CASS oversight function (1 Jan 2023 to 11 Jan 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 11 Jan 2024)
    • [FCA CF] Significant management (22 Nov 2022 to 11 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.