James Hay WRAP Managers Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

  Web

  https://www.jameshay.co.uk

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sian-Rhiannon Dixon

  IRN SXD01408

  • CF26 Customer Trading (24 Sep 2003 to 1 Mar 2004)
• Simon Jones

  IRN SXJ56807

  • [FCA CF] Material risk taker (1 Jan 2022 to 9 Apr 2024)
  • [FCA CF] Significant management (1 Jan 2022 to 9 Apr 2024)
• Sophie Thornton

  IRN SXT00249

  • [FCA CF] Manager of certification employee (27 Mar 2021 to 30 Jun 2021)
• Stephen Besant

  IRN SXB56809

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
• Stephen Conor Doyle

  IRN SCD01072

  • CF14 Risk Assessment (20 Apr 2005 to 26 May 2006)
• Stephen Paul Andrew Knight

  IRN SAK01020

  • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
  • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
  • [FCA CF] Material risk taker (1 Jan 2022 to 9 Apr 2024)
  • [FCA CF] Manager of certification employee (26 Mar 2021 to 30 Jun 2021)
• Stephen Terence Mohan

  IRN STM01036

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Oct 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Oct 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
• Stephen Wynne-Jones

  IRN SXW00629

  • [FCA CF] Significant management (since 1 Jul 2022)
• Steven King

  IRN SXK01009

  • [FCA CF] Significant management (since 12 Sep 2025)
• Stuart James Geard

  IRN SJG01233

  • [FCA CF] Significant management (1 Jan 2022 to 12 Sep 2022)
  • [FCA CF] Manager of certification employee (1 Jan 2022 to 12 Sep 2022)

No changes recorded yet.