James Hay WRAP Managers Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

  Web

  https://www.jameshay.co.uk

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tim Curzon

  IRN TXC56843

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
• Timothy Charles Sargisson

  IRN TCS01028

  • CF3 Chief Executive (10 Mar 2010 to 21 Mar 2013)
  • CF1 Director (10 Mar 2010 to 21 Mar 2013)
• Timothy Cornelius Murley

  IRN TCM01026

  • CF1 Director (6 Nov 2006 to 1 Nov 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (17 Mar 2005 to 30 Jun 2005)
• Valerie Rogerson

  IRN VXR00029

  • [FCA CF] Significant management (8 Feb 2022 to 26 Jun 2023)
• Vivienne Hole

  IRN VXH01087

  • [FCA CF] Significant management (9 Dec 2019 to 16 Oct 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2020)
• Wayne Christopher Barlow

  IRN WXB14524

  • [FCA CF] Manager of certification employee (1 Jul 2020 to 9 Nov 2020)
• William De Bretton Priestley

  IRN WDP01004

  • SMF13 Chair of the Nominations Committee (16 May 2022 to 16 Dec 2022)
  • SMF12 Chair of the Remuneration Committee (16 May 2022 to 16 Dec 2022)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)

No changes recorded yet.