Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EPIRIS LLP

    FRN 765089

    • SMF1 Chief Executive (since 26 Jun 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF12 Chair of the Remuneration Committee (16 May 2022 to 16 Dec 2022)
    • SMF13 Chair of the Nominations Committee (16 May 2022 to 16 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF12 Chair of the Remuneration Committee (16 May 2022 to 16 Dec 2022)
    • SMF13 Chair of the Nominations Committee (16 May 2022 to 16 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF12 Chair of the Remuneration Committee (16 May 2022 to 16 Dec 2022)
    • SMF13 Chair of the Nominations Committee (16 May 2022 to 16 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF12 Chair of the Remuneration Committee (16 May 2022 to 16 Dec 2022)
    • SMF13 Chair of the Nominations Committee (16 May 2022 to 16 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF12 Chair of the Remuneration Committee (11 Oct 2021 to 16 Dec 2022)
    • SMF13 Chair of the Nominations Committee (11 Oct 2021 to 16 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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