Date authorised
7 April 2017
Companies House
OC412384
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Forum St Paul's
    33 Gutter Lane
    London
    EC2V 8AS
    UNITED KINGDOM
    Phone
    +4402072144200
  • Complaints Contact

    Forum St Paul's
    33 Gutter Lane
    London
    EC2V 8AS
    UNITED KINGDOM
    Phone
    +4402072144200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Rai Atwal

    IRN ARA01103

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (11 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • Alexander Christopher Cooper-Evans

    IRN ACC01049

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
  • Alexander David Wilby

    IRN AXW00199

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Alexander Jan Fortescue

    IRN AJF01144

    • SMF1 Chief Executive (9 Dec 2019 to 17 May 2024)
    • SMF27 Partner (9 Dec 2019 to 17 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 May 2024)
    • CF3 Chief Executive (7 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Arvind Tewari

    IRN AXT01606

    • CF4 Partner (7 Apr 2017 to 13 Nov 2019)
    • CF30 Customer (7 Apr 2017 to 13 Nov 2019)
  • Cecilia Xi Xiao

    IRN XXX01019

    • CF4 Partner (1 Dec 2018 to 7 Aug 2019)
  • Charles Edward Nicholas Elkington

    IRN CEE01011

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Christopher Stewart Hanna

    IRN CSH01030

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Daniel Robert William Frazer

    IRN DRF01062

    • CF30 Customer (7 Apr 2017 to 29 Jun 2018)
    • CF4 Partner (7 Apr 2017 to 29 Jun 2018)
  • Declan Doyle

    IRN DXD01388

    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.