Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • CF1 Director (6 Apr 2007 to 1 Nov 2007)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF1 Director (6 Nov 2006 to 1 Nov 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (17 Mar 2005 to 30 Jun 2005)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF1 Director (30 Jun 2005 to 1 Nov 2007)
    • CF17 Significant Mgt (Other Business Operations) (10 Jun 2004 to 30 Jun 2005)
    • CF2 Non Executive Director (20 Apr 2004 to 8 Jul 2004)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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