Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quai Investment Services Limited
FRN 922590
- SMF9 Chair of the Governing Body (since 19 Jan 2026)
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- Employed By (1 Nov 2023 to 27 Nov 2023)
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- CF1 Director (AR) (1 Aug 2023 to 27 Nov 2023)
- CF3 Chief Executive (AR) (1 Aug 2023 to 27 Nov 2023)
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- Employed By (1 Aug 2023 to 27 Nov 2023)
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- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2022)
- SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2022)
- CF1 Director (9 Sep 2015 to 8 Dec 2019)
- CF3 Chief Executive (9 Sep 2015 to 8 Dec 2019)
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- CF3 Chief Executive (10 Mar 2010 to 21 Mar 2013)
- CF1 Director (10 Mar 2010 to 21 Mar 2013)
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- CF1 Director (10 Mar 2010 to 21 Mar 2013)
- CF3 Chief Executive (10 Mar 2010 to 21 Mar 2013)
- Responsible for Insurance Mediation (10 Mar 2010 to 21 Mar 2013)
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- CF1 Director (7 Mar 2008 to 21 Mar 2013)
- CF8 Apportionment and Oversight (7 Mar 2008 to 31 Mar 2009)
- CF3 Chief Executive (7 Mar 2008 to 21 Mar 2013)
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- CF30 Customer (1 Nov 2007 to 22 Jul 2009)
- CF3 Chief Executive (7 Feb 2006 to 21 Mar 2013)
- CF11 Money Laundering Reporting (21 Apr 2004 to 22 Jun 2004)
- CF10 Compliance Oversight (21 Apr 2004 to 22 Jun 2004)
- CF24 Pension Transfer Specialist (16 Jul 2002 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 21 Mar 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.