Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 19 Jan 2026)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (1 Nov 2023 to 27 Nov 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (1 Aug 2023 to 27 Nov 2023)
    • CF3 Chief Executive (AR) (1 Aug 2023 to 27 Nov 2023)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (1 Aug 2023 to 27 Nov 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2022)
    • CF1 Director (9 Sep 2015 to 8 Dec 2019)
    • CF3 Chief Executive (9 Sep 2015 to 8 Dec 2019)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF3 Chief Executive (10 Mar 2010 to 21 Mar 2013)
    • CF1 Director (10 Mar 2010 to 21 Mar 2013)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • CF1 Director (10 Mar 2010 to 21 Mar 2013)
    • CF3 Chief Executive (10 Mar 2010 to 21 Mar 2013)
    • Responsible for Insurance Mediation (10 Mar 2010 to 21 Mar 2013)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • CF1 Director (7 Mar 2008 to 21 Mar 2013)
    • CF8 Apportionment and Oversight (7 Mar 2008 to 31 Mar 2009)
    • CF3 Chief Executive (7 Mar 2008 to 21 Mar 2013)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • CF30 Customer (1 Nov 2007 to 22 Jul 2009)
    • CF3 Chief Executive (7 Feb 2006 to 21 Mar 2013)
    • CF11 Money Laundering Reporting (21 Apr 2004 to 22 Jun 2004)
    • CF10 Compliance Oversight (21 Apr 2004 to 22 Jun 2004)
    • CF24 Pension Transfer Specialist (16 Jul 2002 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 21 Mar 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.