Richard John Dunn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF29 Significant management (16 Jan 2009 to 19 Mar 2009)
    • CF1 Director (6 Jun 2002 to 16 Jan 2009)
    • CF3 Chief Executive (6 Jun 2002 to 16 Jan 2009)
    • CF8 Apportionment and Oversight (6 Jun 2002 to 16 Jun 2006)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • CF29 Significant management (16 Nov 2007 to 27 Dec 2009)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • CF29 Significant management (16 Nov 2007 to 27 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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