Richard Andrew Beale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • Responsible for Insurance Mediation (18 Oct 2010 to 15 May 2017)
    • CF10 Compliance Oversight (18 Oct 2010 to 14 Sep 2018)
    • CF11 Money Laundering Reporting (10 Mar 2010 to 24 Apr 2019)
    • CF1 Director (10 Mar 2010 to 15 May 2017)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • Responsible for Insurance Mediation (18 Oct 2010 to 15 May 2017)
    • CF10 Compliance Oversight (18 Oct 2010 to 14 Sep 2018)
    • CF1 Director (10 Mar 2010 to 15 May 2017)
    • CF11 Money Laundering Reporting (10 Mar 2010 to 24 Apr 2019)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • CF1 Director (20 May 2008 to 15 May 2017)
    • CF29 Significant management (1 Nov 2007 to 21 May 2008)
    • CF17 Significant Mgt (Other Business Operations) (7 Feb 2006 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 May 2017)
    • CF10 Compliance Oversight (5 Jul 2004 to 24 Apr 2019)
    • CF11 Money Laundering Reporting (5 Jul 2004 to 24 Apr 2019)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • CF1 Director (26 Feb 2008 to 15 May 2017)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 24 Apr 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 24 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

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