JAMES HAY ADMINISTRATION COMPANY LIMITED

Date authorised
1 April 2013
Companies House
04068398
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • Runs Personal Pensions

    For Professional, Retail (Investment)

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Gordon John Docherty

    IRN PGD01076

    • SMF18 Other Overall Responsibility (since 20 May 2025)
    • [FCA CF] Significant management (20 May 2025 to 21 May 2025)
    • [FCA CF] Manager of certification employee (20 May 2025 to 21 May 2025)
    • SMF16 Compliance Oversight (1 Jan 2024 to 7 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2024 to 29 Jul 2024)
    • SMF4 Chief Risk (1 Jan 2024 to 7 May 2025)
  • Peter Mark Burtonshaw

    IRN PMB01176

    • CF1 Director (10 Feb 2014 to 17 Apr 2015)
  • Rebecca Hardman

    IRN RXH00340

    • [FCA CF] Significant management (since 24 Sep 2025)
    • [FCA CF] Manager of certification employee (27 Mar 2021 to 30 Jun 2021)
  • Rebekah Duckett

    IRN RXD56805

    • [FCA CF] Significant management (9 Dec 2019 to 22 Feb 2021)
  • Richard Alexander Collins

    IRN RAC01318

    • SMF16 Compliance Oversight (7 May 2025 to 1 Aug 2025)
    • SMF4 Chief Risk (7 May 2025 to 1 Aug 2025)
  • Richard Alexander Rowney

    IRN RAR01116

    • SMF1 Chief Executive (since 16 Jun 2021)
    • SMF3 Executive Director (since 16 Jun 2021)
  • Richard Andrew Beale

    IRN RAB00042

    • Responsible for Insurance Mediation (18 Oct 2010 to 15 May 2017)
    • CF10 Compliance Oversight (18 Oct 2010 to 14 Sep 2018)
    • CF1 Director (10 Mar 2010 to 15 May 2017)
    • CF11 Money Laundering Reporting (10 Mar 2010 to 24 Apr 2019)
  • Richard Anthony Warner

    IRN RAW01204

    • SMF24 Chief Operations (9 Mar 2022 to 12 Jul 2024)
    • [FCA CF] Significant management (14 Dec 2020 to 9 Mar 2022)
    • [FCA CF] Manager of certification employee (14 Dec 2020 to 9 Mar 2022)
  • Richard Charles Thomas Hoad

    IRN RXH00581

    • [FCA CF] Significant management (since 9 Nov 2022)
  • Richard Damer Maspero

    IRN RXM00278

    • [FCA CF] Significant management (21 Sep 2022 to 9 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

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