JAMES HAY ADMINISTRATION COMPANY LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
Runs Personal Pensions

For Professional, Retail (Investment)
Investment Setup

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.

Senior staff personally approved by the FCA to hold their roles here.

Richard Harold Keith Moody
IRN RHM01072
- CF11 Money Laundering Reporting (10 Jun 2009 to 10 Mar 2010)
Richard Hoskins
IRN RXM00246
- SMF14 Senior Independent Director (since 27 Mar 2025)
- SMF11 Chair of the Audit Committee (since 2 Dec 2022)
Richard John Dunn
IRN RJD01121
- CF29 Significant management (16 Nov 2007 to 27 Dec 2009)
Richard Mark Valentine
IRN RMV01018
- CF1 Director (10 Mar 2010 to 16 Jan 2015)
Richard Thomas Mattison
IRN RTM00014
- CF1 Director (10 Mar 2010 to 16 Sep 2011)
Robin Ashley Phipps
IRN RAP01091
- CF2 Non Executive Director (4 Dec 2012 to 26 Apr 2017)
Ross Allan
IRN RXA77433
- SMF24 Chief Operations (since 14 Apr 2025)
Simon Jones
IRN SXJ56807
- [FCA CF] Significant management (1 Jan 2022 to 8 Apr 2024)
Sophie Thornton
IRN SXT00249
- [FCA CF] Manager of certification employee (27 Mar 2021 to 30 Jun 2021)
Stephen Besant
IRN SXB56809
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.