James Hambro & Partners LLP

• Principal Place of Business

  James Hambro & Partners LLP

  45 Pall Mall

  London

  Westminster

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +4402038173500

  Web

  https://www.jameshambro.com

• Complaints Contact

  James Hambro & Partners LLP

  45 Pall Mall

  London

  Westminster

  SW1Y 5JG

  UNITED KINGDOM

  Phone

  +4402038173500

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to advice given in relation to buy-to-let mortgages and other investment advice

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aidan Edward Butler

  IRN AEB01058

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 1 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Feb 2020)
  • [FCA CF] Client dealing (since 16 Feb 2020)
• Alan Colin Drake Yarrow

  IRN ACY01003

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Oct 2024)
• Alexander Rentoul Montgomery

  IRN ARM01167

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Significant management (since 1 Dec 2022)
  • [FCA CF] Manager of certification employee (since 1 Dec 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 1 Feb 2021)
• Alexander Thomas Black

  IRN ATB01014

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Oct 2024)
  • CF29 Significant management (14 May 2012 to 8 Jun 2016)
• Andrew Clive Rice

  IRN ACR01128

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Oct 2019 to 8 Dec 2019)
• Andrew James Steel

  IRN AJS01254

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF1 Director (AR) (since 31 Aug 2012)
  • CF10 Compliance Oversight (24 Feb 2017 to 6 Jun 2017)
  • CF11 Money Laundering Reporting (15 May 2012 to 1 Oct 2013)
  • CF10a CASS Oversight function (1 Oct 2011 to 24 Mar 2016)
  • CF4 Partner (23 Mar 2010 to 8 Dec 2019)
  • CF3 Chief Executive (11 Feb 2010 to 8 Dec 2019)
• Anthony Robert Crawford

  IRN ARB01152

  • SMF27 Partner (9 Dec 2019 to 24 May 2023)
  • CF1 Director (AR) (25 Jul 2012 to 18 Dec 2024)
  • CF4 Partner (23 Mar 2010 to 8 Dec 2019)
  • CF30 Customer (16 Feb 2010 to 20 Mar 2017)
• Asher Ajayi

  IRN AXA00733

  • CF30 Customer (since 26 Oct 2022)
• Austin James

  IRN AXJ00184

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Ben Evans

  IRN BXE00030

  • [FCA CF] Manager of certification employee (1 May 2024 to 30 Nov 2025)
  • [FCA CF] Client dealing (31 Mar 2021 to 30 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)

• James Hambro & Company Limited

  FRN 585154 · Appointed 24 Jul 2012

No changes recorded yet.