Alexander Rentoul Montgomery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP

    FRN 513246

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
    • [FCA CF] Significant management (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
  • 7IM Investment and Retirement Solutions Limited (no longer approved here)

    FRN 787394

    • CF30 Customer (10 Jun 2019 to 27 Aug 2019)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF30 Customer (10 Dec 2018 to 27 Aug 2019)
    • CF4 Partner (20 Aug 2018 to 27 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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