Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 16 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2020)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF30 Customer (26 Sep 2013 to 14 Aug 2019)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • CF30 Customer (1 Nov 2007 to 28 Sep 2013)
    • CF27 Investment Management (14 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.