Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Hambro & Partners LLP
FRN 513246
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Manager of certification employee (since 1 Dec 2022)
- [FCA CF] Client dealing (since 16 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 16 Feb 2020)
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- CF30 Customer (26 Sep 2013 to 14 Aug 2019)
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- CF30 Customer (1 Nov 2007 to 28 Sep 2013)
- CF27 Investment Management (14 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.