James Hallam Limited

• Principal Place of Business

  10th Floor

  2 Minster Court

  London

  EC3R 7BB

  UNITED KINGDOM

  Phone

  +442079777888

  Web

  https://www.jameshallam.co.uk

• Complaints Contact

  10th Floor

  2 Minster Court

  London

  EC3R 7BB

  UNITED KINGDOM

  Phone

  +442079777888

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Ajay Tailor

  IRN AXT00189

  • SMF3 Executive Director (since 25 Aug 2023)
  • CF1 Director (AR) (15 Apr 2024 to 3 Oct 2024)
• Alan Sokolowski

  IRN AXS00275

  • CF1 Director (AR) (since 15 Jul 2016)
  • CF1 Director (1 Dec 2015 to 9 Jun 2016)
• Andrew David Swann

  IRN ADS01121

  • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
  • CF1 Director (AR) (4 Feb 2015 to 30 Jun 2021)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (17 Feb 2004 to 8 Dec 2019)
  • CF15 Internal Audit (1 Jan 2004 to 31 Oct 2007)
  • CF13 Finance (1 Jan 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Jan 2004 to 20 Jul 2017)
• Andrew Paul Baker

  IRN AXB00452

  • [FCA CF] Significant management (since 1 Feb 2021)
• Andrew Philip Dischamps

  IRN APD01143

  • CF1 Director (12 Sep 2016 to 22 Nov 2016)
• Andrew Spencer Hearn

  IRN ASH01082

  • CF1 Director (AR) (13 May 2013 to 14 Jul 2023)
• Anthony Trimikliniotis

  IRN AXT00067

  • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
• Antony John Wright

  IRN AJW00044

  • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 3 Jun 2004)
  • CF21 Investment Adviser (28 Nov 2003 to 2 Dec 2003)
• Barry Francis Sullivan

  IRN BFS01027

  • CF2 Non Executive Director (AR) (3 May 2019 to 13 Feb 2025)
• Barry William Harrison Philp

  IRN BWP01020

  • CF1 Director (AR) (11 Feb 2013 to 1 Jul 2020)

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No changes recorded yet.