Date authorised
1 April 2013
Companies House
03705135
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100
  • Complaints Contact

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Joseph Edwards

    IRN MJE01072

    • CF24 Pension Transfer Specialist (15 Dec 2003 to 3 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2004)
  • Martyn Richard Percival

    IRN MRP01119

    • CF30 Customer (1 Nov 2007 to 14 Aug 2008)
    • CF26 Customer Trading (10 May 2007 to 31 Oct 2007)
  • Matthew David Singleton

    IRN MDS01190

    • CF30 Customer (15 Feb 2008 to 30 Jun 2010)
  • Matthew Ellis

    IRN MXE01270

    • CF30 Customer (1 Nov 2007 to 25 Jun 2010)
    • CF26 Customer Trading (15 Mar 2006 to 31 Oct 2007)
  • Matthew Richard Whittington

    IRN MRW01099

    • CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2003)
  • Michael Ian Best

    IRN MIB00003

    • CF21 Investment Adviser (3 Feb 2005 to 22 Nov 2005)
    • CF24 Pension Transfer Specialist (3 Feb 2005 to 22 Nov 2005)
  • Michael William Burnett

    IRN MWB01075

    • CF2 Non Executive Director (1 Dec 2001 to 20 Mar 2014)
  • Natan Levy

    IRN NXL01075

    • CF30 Customer (10 Jan 2008 to 13 May 2011)
  • Neil Cooper

    IRN NXC01099

    • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
    • CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Feb 2005 to 31 Oct 2007)
  • Neil Peter Connolly

    IRN NPC01084

    • CF28 Systems and controls (28 Aug 2012 to 19 Feb 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.