James Brearley & Sons Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Walpole HouseUnit 2 Burton RoadBlackpoolLancsFY4 4NWUNITED KINGDOM- Phone
- +4401253831100
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Complaints Contact
Walpole HouseUnit 2 Burton RoadBlackpoolLancsFY4 4NWUNITED KINGDOM- Phone
- +4401253831100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trade Settlement Routing
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Joseph Edwards
IRN MJE01072
- CF24 Pension Transfer Specialist (15 Dec 2003 to 3 Aug 2004)
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2004)
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Martyn Richard Percival
IRN MRP01119
- CF30 Customer (1 Nov 2007 to 14 Aug 2008)
- CF26 Customer Trading (10 May 2007 to 31 Oct 2007)
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Matthew David Singleton
IRN MDS01190
- CF30 Customer (15 Feb 2008 to 30 Jun 2010)
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Matthew Ellis
IRN MXE01270
- CF30 Customer (1 Nov 2007 to 25 Jun 2010)
- CF26 Customer Trading (15 Mar 2006 to 31 Oct 2007)
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Matthew Richard Whittington
IRN MRW01099
- CF21 Investment Adviser (1 Dec 2001 to 13 Oct 2003)
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Michael Ian Best
IRN MIB00003
- CF21 Investment Adviser (3 Feb 2005 to 22 Nov 2005)
- CF24 Pension Transfer Specialist (3 Feb 2005 to 22 Nov 2005)
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Michael William Burnett
IRN MWB01075
- CF2 Non Executive Director (1 Dec 2001 to 20 Mar 2014)
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Natan Levy
IRN NXL01075
- CF30 Customer (10 Jan 2008 to 13 May 2011)
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Neil Cooper
IRN NXC01099
- CF30 Customer (1 Nov 2007 to 16 Nov 2007)
- CF27 Investment Management (9 Jan 2006 to 31 Oct 2007)
- CF21 Investment Adviser (22 Feb 2005 to 31 Oct 2007)
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Neil Peter Connolly
IRN NPC01084
- CF28 Systems and controls (28 Aug 2012 to 19 Feb 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.