Matthew David Singleton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Throgmorton Capital Management Limited

    FRN 827982

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 4 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2021)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jan 2020)
    • CF30 Customer (2 Sep 2015 to 8 Dec 2019)
  • Daintree Wealth Management Limited (no longer approved here)

    FRN 828483

    • SMF3 Executive Director (9 Dec 2019 to 7 Dec 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Dec 2020)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (13 Jul 2010 to 24 Mar 2015)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF30 Customer (15 Feb 2008 to 30 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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