James Brearley & Sons Limited

• Principal Place of Business

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

  Web

  https://www.jbrearley.co.uk

• Complaints Contact

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicholas Costello

  IRN NXC01297

  • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 1 May 2007)
• Nicola Gibbs

  IRN NJT01114

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Oct 2024)
  • SMF16 Compliance Oversight (since 14 Oct 2024)
• Nigel Christopher Corrie

  IRN NCC01021

  • SMF9 Chair of the Governing Body (since 11 Feb 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 12 Feb 2020)
  • CF30 Customer (1 Nov 2007 to 19 Feb 2010)
  • CF3 Chief Executive (9 Jul 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Nigel David Chapman

  IRN NDC01032

  • CF30 Customer (1 Nov 2007 to 31 May 2017)
  • CF27 Investment Management (24 Jun 2002 to 26 Nov 2003)
  • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
• Paul Alan Crompton Davidson

  IRN PAD01094

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 Jul 2008 to 8 Dec 2019)
  • CF26 Customer Trading (9 Aug 2002 to 9 Aug 2002)
  • CF27 Investment Management (7 Jun 2002 to 26 Apr 2004)
  • CF21 Investment Adviser (7 Jun 2002 to 26 Apr 2004)
• Paul Anthony Finnan

  IRN PAF01106

  • CF30 Customer (1 Nov 2007 to 29 Sep 2012)
  • CF26 Customer Trading (20 Apr 2007 to 31 Oct 2007)
• Paul Fisher

  IRN PXF00088

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Paul Howard Fuller Scrutton

  IRN PHS01016

  • CF21 Investment Adviser (23 Jul 2003 to 2 Apr 2004)
• Paul John Swallow

  IRN PJS01436

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF29 Significant management (31 Mar 2010 to 8 Dec 2019)
• Peter Andrew Hayes

  IRN PAH01179

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (7 Jun 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Dec 2002 to 5 Mar 2003)
  • CF26 Customer Trading (28 May 2002 to 5 Mar 2003)

No changes recorded yet.