Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
James Brearley & Sons Limited
FRN 189219
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (17 Jul 2008 to 8 Dec 2019)
- CF26 Customer Trading (9 Aug 2002 to 9 Aug 2002)
- CF27 Investment Management (7 Jun 2002 to 26 Apr 2004)
- CF21 Investment Adviser (7 Jun 2002 to 26 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.