James Brearley & Sons Limited

Date authorised
1 April 2013
Companies House
03705135
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100
    Web
    https://www.jbrearley.co.uk

  • Complaints Contact

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter McLellan

    IRN PXM01336

    • CF27 Investment Management (1 Dec 2001 to 23 Jun 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2005)
  • Philip Alistair Buckler-Brown

    IRN PAB01208

    • CF30 Customer (1 Nov 2007 to 10 May 2011)
    • CF21 Investment Adviser (25 Feb 2005 to 31 Oct 2007)
  • Philip Andrew Cope

    IRN PAC01295

    • CF30 Customer (5 Mar 2008 to 16 Apr 2009)
  • Philip John Howe

    IRN PJH00159

    • CF30 Customer (1 Nov 2007 to 13 May 2011)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 Jul 2007 to 31 Oct 2007)
  • Philip William Hulme

    IRN PWH01084

    • CF30 Customer (1 Sep 2008 to 2 Jun 2017)
  • Rachael Docherty

    IRN RXD00141

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Rachel Louise Hayes

    IRN RLN01007

    • CF21 Investment Adviser (22 May 2006 to 3 Aug 2006)
    • CF22 Investment Adviser (Trainee) (7 Nov 2005 to 22 May 2006)
  • Rachel Owen

    IRN RXO00046

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Richard Edward Allen

    IRN REA01017

    • CF30 Customer (1 Nov 2007 to 1 Dec 2014)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
  • Richard John Hughes

    IRN RJH01262

    • CF30 Customer (1 Nov 2007 to 11 Nov 2009)
    • CF27 Investment Management (12 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (12 Jun 2007 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.