James Brearley & Sons Limited

• Principal Place of Business

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

  Web

  https://www.jbrearley.co.uk

• Complaints Contact

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard Michael Dunsby

  IRN RMD01046

  • 14. Managing investments
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (1 Nov 2017 to 8 Dec 2019)
  • CF29 Significant management (20 Dec 2013 to 3 Nov 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Richard Stewart Gadd

  IRN RSG01035

  • CF27 Investment Management (1 Dec 2001 to 11 Jun 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Jun 2007)
• Robert Edward Jones

  IRN REJ01019

  • CF26 Customer Trading (1 Dec 2001 to 24 Apr 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Apr 2003)
• Robert Joseph Salter

  IRN RJS01241

  • CF30 Customer (1 Nov 2007 to 20 Mar 2008)
  • CF27 Investment Management (31 Oct 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Robert Mark Unsworth

  IRN RMU01001

  • CF26 Customer Trading (9 Aug 2002 to 9 Aug 2002)
  • CF21 Investment Adviser (7 Jun 2002 to 5 Mar 2003)
• Roger William Brearley

  IRN RWB01064

  • CF2 Non Executive Director (5 Feb 2004 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 5 Feb 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 5 Feb 2004)
  • CF3 Chief Executive (1 Dec 2001 to 5 Feb 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 5 Feb 2004)
• Sharon Nuttall

  IRN SXN00109

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Simon Robert Trippier

  IRN SRT01040

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Nov 2017 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 13 Apr 2012)
  • CF29 Significant management (31 Mar 2010 to 3 Nov 2017)
  • CF14 Risk Assessment (1 Dec 2001 to 27 Sep 2002)
• Stephen Ronald Hill

  IRN SRH01070

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2005)
  • CF27 Investment Management (1 Dec 2001 to 28 Jun 2005)
• Susan Ann Durrant

  IRN SAN00004

  • CF27 Investment Management (3 Feb 2005 to 20 Mar 2006)
  • CF21 Investment Adviser (3 Feb 2005 to 20 Mar 2006)

No changes recorded yet.