Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Brearley & Sons Limited
FRN 189219
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (1 Nov 2017 to 8 Dec 2019)
- CF29 Significant management (20 Dec 2013 to 3 Nov 2017)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.