Robert Mark Unsworth

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Manager of certification employee (since 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2017)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (5 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 May 2004 to 19 May 2005)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF26 Customer Trading (9 Aug 2002 to 9 Aug 2002)
    • CF21 Investment Adviser (7 Jun 2002 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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