James Brearley & Sons Limited

Date authorised
1 April 2013
Companies House
03705135
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100
    Web
    https://www.jbrearley.co.uk

  • Complaints Contact

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracy Cope

    IRN TXC01102

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2019 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 13 Oct 2005)
  • Tristan Robinson

    IRN TJR01087

    • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)
  • Wayne Anthony Warburton

    IRN WXW00079

    • [FCA CF] Client dealing (since 7 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.