Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 22 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 22 Feb 2021)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 22 Jan 2021)
    • CF30 Customer (3 May 2011 to 6 Mar 2016)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF30 Customer (1 Nov 2007 to 28 Apr 2011)
    • CF21 Investment Adviser (5 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.