Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Brearley & Sons Limited
FRN 189219
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Nov 2017 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 13 Apr 2012)
- CF29 Significant management (31 Mar 2010 to 3 Nov 2017)
- CF14 Risk Assessment (1 Dec 2001 to 27 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.