Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Brearley & Sons Limited
FRN 189219
- 14. Managing investments
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (7 Jun 2005 to 31 Oct 2007)
- CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Dec 2002 to 5 Mar 2003)
- CF26 Customer Trading (28 May 2002 to 5 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.