Martyn Richard Percival

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WATSON, WOOD & SILLARS LTD

    FRN 806354

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2018 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (2 Jan 2013 to 31 Jul 2013)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (6 Oct 2008 to 29 May 2009)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF30 Customer (1 Nov 2007 to 14 Aug 2008)
    • CF26 Customer Trading (10 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.