J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

Companies House
07071731
Last scraped
20 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    J M Wakeling I F A Ltd
    46 High Street
    Billericay
    Essex
    CM12 9BS
    UNITED KINGDOM
    Phone
    +4401277655155
    Web
    https://www.jmwifa.co.uk

  • Complaints Contact

    Emery I F A Ltd
    910 The Crescent
    Colchester
    Essex
    CO4 9YQ
    UNITED KINGDOM
    Phone
    +4401206710000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Matthew Raybould

    IRN AXR01043

    • (33)SMF3 Executive Director (13 Aug 2025 to 31 Mar 2026)
  • John Mark Wakeling

    IRN JMW00049

    • (30)7. Giving personal recommendations on long-term care insurance contracts
    • (31)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (32)4. Giving personal recommendations on retail investment products which are not broker funds
    • (29)[FCA CF] Functions requiring qualifications (8 Dec 2020 to 31 Mar 2026)
    • (27)[FCA CF] Client dealing (8 Dec 2020 to 31 Mar 2026)
    • (22)SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
    • (23)SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • (21)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2026)
    • (19)Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2026)
    • (28)CF1 Director (5 Feb 2010 to 8 Dec 2019)
    • (24)CF30 Customer (5 Feb 2010 to 8 Dec 2019)
    • (20)Responsible for Insurance Mediation (5 Feb 2010 to 30 Sep 2018)
    • (25)CF11 Money Laundering Reporting (5 Feb 2010 to 8 Dec 2019)
    • (26)CF10 Compliance Oversight (5 Feb 2010 to 8 Dec 2019)
  • Jon Anderson

    IRN JRA01070

    • (11)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (12)4. Giving personal recommendations on retail investment products which are not broker funds
    • (10)[FCA CF] Functions requiring qualifications (6 Mar 2025 to 31 Mar 2026)
    • (9)[FCA CF] Client dealing (6 Mar 2025 to 31 Mar 2026)
  • Kyle McGill

    IRN KXM00344

    • (17)[FCA CF] Client dealing (17 Jul 2025 to 7 Jan 2026)
    • (18)[FCA CF] Functions requiring qualifications (17 Jul 2025 to 7 Jan 2026)
  • Matthew Gwyn Morris

    IRN MXM04563

    • (34)SMF3 Executive Director (13 Aug 2025 to 31 Mar 2026)
  • Rayna Stoyanova

    IRN RXS30578

    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (2)[FCA CF] Functions requiring qualifications (16 Mar 2026 to 31 Mar 2026)
    • (1)[FCA CF] Client dealing (16 Mar 2026 to 31 Mar 2026)
  • Samantha Joanne Potter

    IRN SJS00082

    • (15)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (16)4. Giving personal recommendations on retail investment products which are not broker funds
    • (13)[FCA CF] Client dealing (17 Jul 2025 to 31 Mar 2026)
    • (14)[FCA CF] Functions requiring qualifications (17 Jul 2025 to 31 Mar 2026)
  • Sophie Megan Thomas

    IRN SXT00749

    • (8)4. Giving personal recommendations on retail investment products which are not broker funds
    • (7)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (5)[FCA CF] Client dealing (22 Oct 2025 to 31 Mar 2026)
    • (6)[FCA CF] Functions requiring qualifications (20 Oct 2025 to 31 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing

  2. controlled function removed: [FCA CF] Functions requiring qualifications

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds

  4. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function removed: [FCA CF] Functions requiring qualifications

  6. controlled function removed: SMF3 Executive Director

  7. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function removed: [FCA CF] Functions requiring qualifications

  9. controlled function removed: [FCA CF] Client dealing

  10. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

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