Date authorised
1 April 2013
Companies House
01812617
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Premier House
    Argyle Way
    Stevenage
    Hertfordshire
    SG1 2AD
    UNITED KINGDOM
    Phone
    +441438345767
  • Complaints Contact

    101 Wigmore Street
    London
    Westminster
    W1U 1QU
    UNITED KINGDOM
    Phone
    +442073999467

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Langdon

    IRN CXL00065

    • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
    • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
  • Christopher Purkis

    IRN CXP01213

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF27 Investment Management (15 May 2006 to 31 Oct 2007)
  • Danielle Simone Taylor

    IRN DSF00016

    • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
    • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
  • Emma Wilkinson

    IRN EXW01162

    • CF1 Director (31 Aug 2012 to 19 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 19 Apr 2019)
    • CF27 Investment Management (22 Aug 2007 to 31 Oct 2007)
  • Eric Charles Woodward

    IRN ECW00003

    • CF27 Investment Management (1 Dec 2001 to 1 Aug 2007)
    • CF1 Director (1 Dec 2001 to 1 Aug 2007)
  • Gareth Huw Tregidon

    IRN GHT01008

    • SMF3 Executive Director (31 Jul 2024 to 15 Jan 2025)
    • SMF1 Chief Executive (31 Jul 2024 to 15 Jan 2025)
  • Gary Robert Paulus

    IRN GRP01053

    • CF11 Money Laundering Reporting (17 Mar 2004 to 22 Feb 2011)
    • CF10 Compliance Oversight (17 Mar 2004 to 22 Feb 2011)
    • CF1 Director (17 Mar 2004 to 22 Feb 2011)
  • Harry Michael John Driscoll

    IRN HMD01030

    • CF30 Customer (12 Jan 2016 to 14 May 2018)
  • Ian Jenkins

    IRN IXJ01066

    • CF1 Director (25 Jul 2012 to 28 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 22 Dec 2012)
    • CF21 Investment Adviser (22 Sep 2006 to 31 Oct 2007)
  • James George Kempson

    IRN JGK01018

    • CF30 Customer (1 Nov 2007 to 1 May 2008)
    • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Sep 2006 to 27 Dec 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.