Gary Robert Paulus

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanlam Investments UK Limited

    FRN 459237

    • SMF16 Compliance Oversight (since 2 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jan 2026)
  • WRM Capinvest Ltd

    FRN 601268

    • SMF16 Compliance Oversight (since 2 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2025)
    • CF10 Compliance Oversight (15 Apr 2014 to 2 Sep 2015)
    • CF11 Money Laundering Reporting (15 Apr 2014 to 2 Sep 2015)
  • TRADESLIDE TRADING TECH LTD (no longer approved here)

    FRN 586466

    • CF11 Money Laundering Reporting (15 Jul 2013 to 24 Nov 2014)
    • CF10 Compliance Oversight (15 Jul 2013 to 24 Nov 2014)
  • Oasis Crescent Wealth (UK) Limited (no longer approved here)

    FRN 572395

    • CF11 Money Laundering Reporting (4 May 2012 to 17 Sep 2013)
    • CF10 Compliance Oversight (4 May 2012 to 17 Sep 2013)
  • RICHMOND HOUSE INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 301691

    • CF1 Director (14 Jan 2005 to 16 Sep 2010)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • CF1 Director (17 Mar 2004 to 22 Feb 2011)
    • CF11 Money Laundering Reporting (17 Mar 2004 to 22 Feb 2011)
    • CF10 Compliance Oversight (17 Mar 2004 to 22 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.