Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
- [FCA CF] Client dealing (since 4 Dec 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2024)
- CF30 Customer (13 Jun 2019 to 8 Dec 2019)
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- CF1 Director (31 Aug 2012 to 19 Apr 2019)
- CF30 Customer (1 Nov 2007 to 19 Apr 2019)
- CF27 Investment Management (22 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.