Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2024)
    • [FCA CF] Client dealing (since 4 Dec 2024)
  • WESTBURY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 593747

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2024)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • CF1 Director (31 Aug 2012 to 19 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 19 Apr 2019)
    • CF27 Investment Management (22 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.