IS Independent Financial Advisers Ltd

• Principal Place of Business

  IS Independent Financial Advisers Ltd

  1st Floor The Old Mill

  Old Mill Place

  Tattenhall

  Chester

  Cheshire

  CH3 9RJ

  UNITED KINGDOM

  Phone

  +441829770924

  Web

  https://www.isifa.co.uk

• Complaints Contact

  1st Floor The Old Mill

  Old Mill Place

  Tattenhall

  Chester

  Cheshire

  CH3 9RJ

  UNITED KINGDOM

  Phone

  +441829770924

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Robert Seddon

  IRN JRS01192

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (28 Apr 2022 to 25 Apr 2023)
  • [FCA CF] Client dealing (28 Apr 2022 to 25 Apr 2023)
  • CF1 Director (22 Sep 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Sep 2015 to 4 Sep 2017)
• Martin Robert Savage

  IRN MRS00040

  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Sep 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 22 Sep 2025)
  • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
  • CF29 Significant management (2 Jan 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
• Michael John Colley

  IRN MJC01210

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (22 Sep 2015 to 8 Dec 2019)
• Phillip Roy Illingworth

  IRN PRI00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 11 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2025)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
  • CF1 Director (22 Sep 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (22 Sep 2015 to 4 Sep 2017)
  • Responsible for Insurance Mediation (22 Sep 2015 to 30 Oct 2017)

No changes recorded yet.