Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IS Independent Financial Advisers Ltd (no longer approved here)

    FRN 702709

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (22 Sep 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.