Phillip Roy Illingworth

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IS Independent Financial Advisers Ltd

    FRN 702709

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2025)
    • SMF16 Compliance Oversight (since 11 Nov 2025)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
    • CF1 Director (22 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Sep 2015 to 4 Sep 2017)
    • Responsible for Insurance Mediation (22 Sep 2015 to 30 Oct 2017)
  • Illingworth Seddon Financial Limited

    FRN 968450

    • (6)Employed By (since 24 Mar 2023)
    • (3)Employed By (25 Jan 2022 to 27 Jan 2023)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Aug 2011)
    • CF30 Customer (since 15 Aug 2011)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (22)Employed By (22 Sep 2005 to 31 Oct 2006)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF21 Investment Adviser (11 Mar 2003 to 7 Jan 2005)
    • CF24 Pension Transfer Specialist (11 Mar 2003 to 7 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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