Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Illingworth Seddon Financial Limited
FRN 968450
- (7)Employed By (since 24 Mar 2023)
- (4)Employed By (25 Jan 2022 to 27 Jan 2023)
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IS Independent Financial Advisers Ltd
FRN 702709
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (28 Apr 2022 to 25 Apr 2023)
- [FCA CF] Functions requiring qualifications (28 Apr 2022 to 25 Apr 2023)
- CF1 Director (22 Sep 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Sep 2015 to 4 Sep 2017)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 4 Apr 2012)
- CF1 Director (AR) (since 4 Apr 2012)
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- CF30 Customer (29 Jul 2008 to 30 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.