Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Sep 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Sep 2025)
- CF29 Significant management (2 Jan 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
- CF11 Money Laundering Reporting (1 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 14 Jun 2013)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.