Date authorised
1 April 2013
Companies House
02601833
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arrangng (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Mark Valentine

    IRN RMV01018

    • CF10a CASS Oversight function (1 Oct 2011 to 16 Jan 2015)
    • CF1 Director (4 Apr 2008 to 16 Jan 2015)
  • Richard Thomas Mattison

    IRN RTM00014

    • CF1 Director (27 Mar 2008 to 16 Sep 2011)
  • Robin Ashley Phipps

    IRN RAP01091

    • CF2 Non Executive Director (4 Dec 2012 to 26 Apr 2017)
  • Ross Allan

    IRN RXA77433

    • SMF24 Chief Operations (since 14 Apr 2025)
  • Rupert Morris Curtis

    IRN RMC01131

    • CF3 Chief Executive (6 Apr 2007 to 26 Feb 2008)
    • CF1 Director (6 Apr 2007 to 17 Jun 2008)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 26 Feb 2008)
  • Simon Jones

    IRN SXJ56807

    • [FCA CF] Significant management (1 Jan 2022 to 8 Apr 2024)
  • Stephen Paul Andrew Knight

    IRN SAK01020

    • [FCA CF] Significant management (23 Apr 2025 to 31 Dec 2025)
    • SMF24 Chief Operations (18 Mar 2024 to 23 Apr 2025)
  • Stephen Terence Mohan

    IRN STM01036

    • [FCA CF] Significant management (9 Dec 2019 to 13 Oct 2020)
  • Stephen Wynne-Jones

    IRN SXW00629

    • [FCA CF] Significant management (since 1 Jul 2022)
  • Steven King

    IRN SXK01009

    • [FCA CF] Significant management (since 12 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

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