Date authorised
1 April 2013
Companies House
02601833
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arrangng (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 1 limitation
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart James Geard

    IRN SJG01233

    • [FCA CF] Manager of certification employee (1 Jan 2022 to 12 Sep 2022)
    • [FCA CF] Significant management (1 Jan 2022 to 12 Sep 2022)
  • Timothy Charles Sargisson

    IRN TCS01028

    • CF8 Apportionment and Oversight (7 Mar 2008 to 31 Mar 2009)
    • CF3 Chief Executive (7 Mar 2008 to 21 Mar 2013)
    • CF1 Director (7 Mar 2008 to 21 Mar 2013)
  • Valerie Rogerson

    IRN VXR00029

    • [FCA CF] Significant management (8 Feb 2022 to 26 Jun 2023)
  • Vivienne Hole

    IRN VXH01087

    • [FCA CF] Significant management (9 Dec 2019 to 16 Oct 2020)
  • William De Bretton Priestley

    IRN WDP01004

    • SMF12 Chair of the Remuneration Committee (16 May 2022 to 16 Dec 2022)
    • SMF13 Chair of the Nominations Committee (16 May 2022 to 16 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 16 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.