Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ella Hugh

  IRN EXH00096

  • [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
• Emma Michael

  IRN EXM00146

  • [FCA CF] Manager of certification employee (2 Nov 2020 to 31 Jul 2022)
• Gary Clapham

  IRN GXC00225

  • [FCA CF] Material risk taker (2 Nov 2020 to 1 Apr 2023)
• Gavin Hughes

  IRN GXH00364

  • [FCA CF] Material risk taker (since 9 May 2023)
• Gemesh Pio Pushpaharan

  IRN GPP01019

  • [FCA CF] Significant management (21 Jan 2024 to 30 Sep 2024)
• Gordon Trench

  IRN GXT00161

  • [FCA CF] Functions requiring qualifications (14 Dec 2021 to 2 Aug 2024)
• Graeme Webb

  IRN GXW00170

  • SMF16 Compliance Oversight (since 13 Aug 2024)
  • SMF4 Chief Risk (since 17 Aug 2023)
  • [FCA CF] Material risk taker (2 Nov 2020 to 22 Mar 2024)
  • [FCA CF] Significant management (2 Nov 2020 to 17 Aug 2023)
• Graham Mason

  IRN GXM02239

  • SMF7 Group Entity Senior Manager (29 Dec 2020 to 31 Dec 2021)
• Guy Norman Barton

  IRN GXB42354

  • [FCA CF] Material risk taker (since 17 Aug 2023)
  • SMF4 Chief Risk (2 Jul 2021 to 17 Aug 2023)
• Hannah Elizabeth Sadler

  IRN HES01029

  • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
  • CF26 Customer Trading (5 Oct 2006 to 31 Oct 2007)

No changes recorded yet.