Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investment Funds Direct Limited
FRN 114432
- SMF16 Compliance Oversight (since 13 Aug 2024)
- SMF4 Chief Risk (since 17 Aug 2023)
- [FCA CF] Material risk taker (2 Nov 2020 to 22 Mar 2024)
- [FCA CF] Significant management (2 Nov 2020 to 17 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.