Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 11 Mar 2026)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • Director of firm who is not a certification employee or a SMF manager (17 Jan 2023 to 3 May 2023)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Manager of certification employee (13 Oct 2022 to 15 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Manager of certification employee (13 Oct 2022 to 15 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Manager of certification employee (13 Oct 2022 to 15 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.