Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rathbones Investment Management Limited
FRN 116316
- [FCA CF] Significant management (since 11 Mar 2026)
-
- [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
-
- [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
-
- [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
-
- [FCA CF] Significant management (25 Sep 2023 to 1 Apr 2024)
-
- Director of firm who is not a certification employee or a SMF manager (17 Jan 2023 to 3 May 2023)
-
- [FCA CF] Manager of certification employee (13 Oct 2022 to 15 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
-
- [FCA CF] Manager of certification employee (13 Oct 2022 to 15 May 2023)
- [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
-
- [FCA CF] Manager of certification employee (13 Oct 2022 to 15 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 15 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.