Graham Mason

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF7 Group Entity Senior Manager (29 Dec 2020 to 31 Dec 2021)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (16 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (16 Jul 2020 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (28 Apr 2015 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (16 Jul 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (16 Jul 2020 to 31 Dec 2021)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF7 Group Entity Senior Manager (25 Oct 2019 to 31 Dec 2021)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF7 Group Entity Senior Manager (25 Oct 2019 to 31 Dec 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.