Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paige Doyle

  IRN PXD00034

  • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 27 Sep 2023)
• Paolo Andrea Rossi

  IRN PAR01200

  • SMF7 Group Entity Senior Manager (since 27 Sep 2022)
• Paul Amass

  IRN PXA00230

  • [FCA CF] Material risk taker (since 15 May 2023)
• Paul Brendan Eccleson

  IRN PBE01018

  • CF28 Systems and controls (11 Jan 2011 to 1 Jun 2012)
  • CF10 Compliance Oversight (20 Jul 2010 to 1 Jun 2012)
  • CF11 Money Laundering Reporting (20 Jul 2010 to 1 Jun 2012)
• Paul David Cooper

  IRN PDC01119

  • SMF3 Executive Director (11 Mar 2021 to 17 Jan 2022)
• Paul Francis Best

  IRN PFB01033

  • CF30 Customer (25 Jan 2008 to 17 Oct 2008)
• Paul Gregory de Hoest

  IRN PGD01049

  • CF14 Risk Assessment (1 Nov 2003 to 30 Sep 2005)
• Paul Robert Gratton

  IRN PRG01055

  • CF1 Director (19 Apr 2002 to 30 Sep 2005)
  • CF8 Apportionment and Oversight (19 Apr 2002 to 4 Feb 2005)
• Peter Gurpreet Singh Grewal

  IRN PGG01062

  • SMF7 Group Entity Senior Manager (25 Nov 2020 to 1 Jan 2024)
• Philip Terence Squire

  IRN PTS01019

  • CF30 Customer (1 Feb 2008 to 11 May 2009)

No changes recorded yet.