Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • [FCA CF] Functions requiring qualifications (1 Jul 2021 to 27 Sep 2023)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • [FCA CF] Client dealing (27 May 2020 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (27 May 2020 to 30 Jun 2021)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • [FCA CF] Client dealing (27 May 2020 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (27 May 2020 to 30 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.