Paul Brendan Eccleson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ARAG Legal Expenses Insurance Company Limited (no longer approved here)
FRN 202106
- SMF4 Chief Risk (10 Dec 2018 to 31 Dec 2020)
- SMF16 Compliance Oversight (10 Dec 2018 to 31 Dec 2020)
- SIMF4 Chief Risk Function (20 Oct 2016 to 9 Dec 2018)
- CF10 Compliance Oversight (27 Aug 2013 to 9 Dec 2018)
Investment Funds Direct Limited (no longer approved here)
FRN 114432
- CF28 Systems and controls (11 Jan 2011 to 1 Jun 2012)
- CF10 Compliance Oversight (20 Jul 2010 to 1 Jun 2012)
- CF11 Money Laundering Reporting (20 Jul 2010 to 1 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.