Investment Funds Direct Limited

• Principal Place of Business

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403450766140

  Web

  https://www.mandg.com/wealth/platform

• Complaints Contact

  Investment Funds Direct Ltd

  Trimbridge House

  Trim Street

  Bath

  Bath And North East Somerset

  BA1 1HB

  UNITED KINGDOM

  Phone

  +4403451203022

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Mark MacDonald

  IRN JMM01160

  • CF28 Systems and controls (14 Dec 2012 to 29 Mar 2019)
• Jonathan Paul Taylor

  IRN JPT01103

  • CF3 Chief Executive (2 Mar 2015 to 31 May 2018)
  • CF1 Director (2 Mar 2015 to 31 May 2018)
• Jonathan Randall

  IRN JXR00319

  • [FCA CF] Manager of certification employee (2 Nov 2020 to 5 Aug 2024)
• Julia Ann Sage Bell

  IRN JAP01271

  • SMF16 Compliance Oversight (25 May 2021 to 17 Jun 2024)
• Julian John Adams

  IRN JJA01054

  • SMF7 Group Entity Senior Manager (22 Dec 2020 to 1 Nov 2021)
• Justin Blower

  IRN JXB00610

  • [FCA CF] Significant management (2 Nov 2020 to 2 Aug 2023)
  • [FCA CF] Material risk taker (2 Nov 2020 to 2 Aug 2023)
• Karen Connell

  IRN KXC01648

  • [FCA CF] Manager of certification employee (1 Dec 2021 to 26 Oct 2023)
• Katharine Emma Garner

  IRN KEG00011

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Apr 2002)
• Kathryn McLeland

  IRN KLM01032

  • SMF7 Group Entity Senior Manager (since 31 Oct 2022)
• Kevin Brown

  IRN KXB00305

  • [FCA CF] Material risk taker (since 2 Feb 2023)
  • [FCA CF] Significant management (since 9 Aug 2021)

No changes recorded yet.